The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body 1 History; 2 Responsibilities; 3 Structure; 4 HKSI Licensing Examination The SFC is responsible for securities and futures markets including the Hong Kong Stock Exchange the seventh largest Stock Exchange in the world  11 Feb 2019 Schedule 5 to the SFO stipulates 10 types of regulated activity and provides a detailed definition for each of them. These activities are:.

Those of you considering Forex trading in Hong Kong need to look for HKSFC Forex brokers. Regulated Forex brokers in Hong Kong are monitored by the HKSFC. The Hong Kong Securities and Futures Commission is the independent regulatory body responsible for regulating the futures and securities markets in Hong Kong. Tim Hughes, CEO at TigerWit said: “Securing a licence from the Securities and Futures Commission of Hong Kong is a significant milestone for TigerWit and represents another crucial part of our roadmap achieved. By gaining this licence we are another step further on our journey to offering our innovative trading solutions globally. 1. INTRODUCTION. The licensing and registration of persons operating in Hong Kong’s securities and futures markets and non-bank retail leveraged foreign exchange market is dealt with in Part V of the Securities and Futures Ordinance (the ‘SFO’) which came into effect on 1 April 2003. Forex Trading License Hong Kong; Odd lot trading is only available for sell orders and all odd was ist ein bluetooth audiogerät lots forex trading license hong kong should be sold in one single order.. Sfc forex trading license hong kong license search crypto wallet with debit card. The following is a list of securities examinations and the organizations that offer them. Africa. The Securities and Derivatives Trading (Rules and Regulations) Module 18: Securities and Derivatives Trading (Products and Analysis) The Hong Kong Securities and Investment Institute (HKSI)

Our clients can trade stocks, options, futures, and options on futures using the licensed with the Securities and Futures Commission of Hong Kong and are a 

The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body 1 History; 2 Responsibilities; 3 Structure; 4 HKSI Licensing Examination The SFC is responsible for securities and futures markets including the Hong Kong Stock Exchange the seventh largest Stock Exchange in the world  11 Feb 2019 Schedule 5 to the SFO stipulates 10 types of regulated activity and provides a detailed definition for each of them. These activities are:. 22 Jan 2020 Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong,  The regulated activities include securities dealing; futures dealing; leveraged foreign exchange trading; advising on corporate finance, securities and futures;  The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their 

Intermediaries . Licensing » Do you need a licence or registration? » Types of intermediary and licensed individual » Application procedures » Ongoing obligations » Online Portal » Register of licensees & registered institutions » List of modifications or waivers of licensing requirements » Circulars » Consultations and conclusions » Forms » FAQs

The regulated activities include securities dealing; futures dealing; leveraged foreign exchange trading; advising on corporate finance, securities and futures;  The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their  Structure and regulation of Hong Kong's securities and futures markets for devising and administering licensing requirements for securities and futures, and a stock market in Hong Kong and is the primary regulator of Stock Exchange  The Securities and Futures Commission (SFC) is an independent statutory body responsible for regulating the market, safeguarding market integrity, and 

Registered by Hong Kong's Securities and Futures Commission (CE No. provides market data, trading service and news feed of Hong Kong, Mainland China AZT137）; SFC types 1, 2, 4, 5 and 9 licenses holder; Member of HKEX and SGX 

Indicates the expected volatility of China segment in Hong Kong stock market. More · More. Hang Seng China A Industry Top Index. Putting Together Top China   An investigation by Hong Kong's Securities and Futures Commission (SFC) has led to the halt and Hong Kong: Cyber security and internet trading issued two circulars to licensed corporations engaged in asset management business. uSMART Securities is licensed under The Securities and Futures Ordinance to carry on Type 1, 4, 9 regulated activities, and we aim to provide excellent and  6 Nov 2019 Licenses could be granted to the crypto exchanges that choose to include “ security virtual assets or tokens for trading,” where investors will be  15 Oct 2019 The Hong Kong stock exchange is among the biggest in Asia. Photo: Warton Li. Hong Kong, one of Asia's biggest financial centres, is the  18 Jul 2018 Hong Kong licensed entities proposing to offer Stock Connect investment advisory services to their onshore counterparts are subject to certain  As to securities and futures activity, financial services firms must be licensed by Importantly, the Stock Exchange of Hong Kong is also the frontline regulator in 

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18 Jul 2018 Hong Kong licensed entities proposing to offer Stock Connect investment advisory services to their onshore counterparts are subject to certain 

6 Nov 2019 Licenses could be granted to the crypto exchanges that choose to include “ security virtual assets or tokens for trading,” where investors will be  15 Oct 2019 The Hong Kong stock exchange is among the biggest in Asia. Photo: Warton Li. Hong Kong, one of Asia's biggest financial centres, is the